SEC Form 4 · accession 0001354488-15-000307
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Arrix
Officer — Chief Revenue Officer
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 40,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F1 | — | Jan 22, 2015 | A | 100,000 | A | — | — | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F2This restricted stock unit award was granted January 22, 2015 and vests as to 50,000 units on February 15, 2015 and to 50,000 units on May 15, 2015.
- F3This grant is exempt from the provisions of Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.