SEC Form 4 · accession 0001354488-15-000306
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Consiglio
Officer — President and COO
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 22, 2015 | M | 100,000 | — | A | 150,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F1 | — | Jan 22, 2015 | A | 200,000 | A | — | — | Common Stock | 200,000 | 200,000 | D |
| Restricted Stock UnitsF2,F1 | — | Jan 22, 2015 | M | 100,000 | A | — | — | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock
- F2This restricted stock unit award was granted January 22, 2015 and vests as to 100,000 units on January 22, 2015 and to 100,000 units on May 5, 2015.
- F3This grant and the vesting of this grant are exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.