SEC Form 4 · accession 0001236215-17-000013
CEL SCI CORP · CVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel H Zimmerman
Officer — Sr. Vice President
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2017 | A | 2,058 | $1.66 | A | 12,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $1.59 | Sep 18, 2017 | A | 20,000 | A | Sep 18, 2018 | — | Common Stock | 20,000 | 48,668 | D |
Explanation of responses
- F1The stock options vest in three(3) equal annual installments commencing one year after the grant date.