SEC Form 4 · accession 0001236031-18-000024
CEL SCI CORP · CVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geert R Kersten
Officer — Chief Executive Officer · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | X | 14,760 | $1.75 | A | 505,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series S Warrants | $1.75 | Jun 1, 2018 | X | 369,000 | D | Oct 11, 2013 | Oct 11, 2018 | Common Stock | 14,760 | 1,611,562 | D |