SEC Form 4 · accession 0001236031-17-000009
CEL SCI CORP · CVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel H Zimmerman
Officer — Senior Vice President
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725363
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $1.87 | Jun 29, 2017 | A | 6,000 | A | — | Jun 28, 2027 | Common Stock | 6,000 | 28,968 | D |
Explanation of responses
- F1The stock options vest in three (3) equal annual installments commencing one year after the grant date.