SEC Form 4 · accession 0001236031-15-000019

CEL SCI CORP · CVM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Jun 29, 2015

Accepted (ET)

Jul 1, 2015 · 5:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000725363

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 30, 2015	A	6,022	$0.66	A	8,800,680	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Convertible Note^F1	$0.59	Jun 29, 2015	J	1,871,282	A	Jun 29, 2015	Jul 6, 2017	Common Stock	1,871,282	6,818,210	I
Warrants^F2	$0.53	Jun 29, 2015	J	2,844,627	A	Jun 29, 2015	Aug 18, 2017	Common Stock	2,844,627	6,818,210	I

F1A convertible note due and payable by CEL-SCI to the de Clara Trust for $1,104,057 on July 6, 2015 was extended by 2 years. The conversion price was lowered to $0.59, the closing price on June 26, 2015.
F2The expiration date of these warrants was extended for 2 years as part of a 2 year extension of the convertible note payable to the de Clara Trust on July 6, 2015. These warrants are owned by the de Clara Trust. Mr. Kersten is the trustee and a beneficiary of the de Clara Trust.