SEC Form 4 · accession 0001541996-17-000020
Trinity Place Holdings Inc. · TPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 9:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1,F2 | Sep 8, 2017 | S | 16,911 | $7.07 | D | 3,881,571 | I | See Footnote |
| Common Stock, $0.01 par value per shareF3,F2 | Sep 11, 2017 | S | 16,728 | $7.20 | D | 3,864,843 | I | See Footnote |
| Common Stock, $0.01 par value per shareF4,F2 | Sep 12, 2017 | S | 13,993 | $7.28 | D | 3,850,850 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown in Column 4 is a weighted average sale price. The price range for the sales is $7.04 to $7.09. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3The price shown in Column 4 is a weighted average sale price. The price range for the sales is $7.17 to $7.21. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price shown in Column 4 is a weighted average sale price. The price range for the sales is $7.27 to $7.28. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.