SEC Form 4 · accession 0001209191-17-011000
Trinity Place Holdings Inc. · TPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | S | 300,000 | $7.50 | D | 2,581,504 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bharat Desai and Neerja Sethi who may be deemed to control the DS Fund I LLC through their ownership of an intervening limited liability company, DS Investco LLC, may be deemed to beneficially own all the shares of common stock presently owned/disposed of by DS Fund I LLC.
Remarks
Bharat Desai is signing this Form 4 twice, first on behalf of DS Investco LLC as the Managing Member of DS Fund I LLC and second in his individual capacity. Neerja Sethi is signing this Form 4 in her individual capacity.