SEC Form 4 · accession 0001144204-19-003662
Trinity Place Holdings Inc. · TPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Messinger
Officer — President and CEO · Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 30, 2019 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2019 | M | 79,365 | — | A | 961,915 | D | |
| Common Stock | Jan 29, 2019 | F | 27,320 | $4.26 | D | 934,595 | D | |
| Common StockF1 | Jan 29, 2019 | M | 83,333 | — | A | 1,017,928 | D | |
| Common Stock | Jan 29, 2019 | F | 40,808 | $4.26 | D | 977,120 | D | |
| Common StockF1 | Jan 29, 2019 | M | 30,000 | — | A | 1,007,120 | D | |
| Common Stock | Jan 29, 2019 | F | 14,691 | $4.26 | D | 992,429 | D | |
| Common StockF1 | Jan 29, 2019 | M | 60,119 | — | A | 1,052,548 | D | |
| Common Stock | Jan 29, 2019 | F | 23,377 | $4.26 | D | 1,029,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 29, 2019 | M | 79,365 | D | — | — | Common Stock | 79,365 | 283,730 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 29, 2019 | M | 83,333 | D | — | — | Common Stock | 83,333 | 166,667 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 29, 2019 | M | 30,000 | D | — | — | Common Stock | 30,000 | 0 | D |
| Restricted Stock UnitsF1,F5 | — | Jan 29, 2019 | M | 60,119 | D | — | — | Common Stock | 60,119 | 142,907 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converts into one share of common stock of Trinity Place Holdings Inc.
- F2On January 28, 2016, the reporting person was granted 363,095 RSUs, subject to vesting and settlement as described in the reporting person's Form 4 filed on February 1, 2016 (the "RSU Grant Form 4"). The settlement of 79,365 RSUs occurred on January 29, 2019.
- F3On January 28, 2016, the reporting person was granted 250,000 RSUs, subject to vesting and settlement as described in the RSU Grant Form 4. The settlement of 83,333 RSUs occurred on January 29, 2019.
- F4On January 28, 2016, the reporting person was granted 30,000 RSUs, subject to vesting and settlement as described in the RSU Grant Form 4. The settlement of all of the RSUs occurred on January 29, 2019.
- F5On January 28, 2016, the reporting person was granted 541,074 RSUs, subject to vesting and settlement as described in the RSU Grant Form 4. The settlement of 60,119 RSUs occurred on January 29, 2019.