SEC Form 4 · accession 0001144204-18-004913
Trinity Place Holdings Inc. · TPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Messinger
Officer — President and CEO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | M | 79,365 | — | A | 800,819 | D | |
| Common Stock | Jan 29, 2018 | F | 39,141 | $6.91 | D | 761,678 | D | |
| Common StockF1 | Jan 29, 2018 | M | 60,120 | — | A | 821,798 | D | |
| Common Stock | Jan 29, 2018 | F | 22,224 | $6.91 | D | 799,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 29, 2018 | M | 79,365 | D | — | — | Common Stock | 79,365 | 125,000 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 29, 2018 | M | 60,120 | D | — | — | Common Stock | 60,120 | 233,086 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converts into one share of common stock of Trinity Place Holdings Inc.
- F2See Exhibit 99.1 to this Form 4 for explanation of note (2).
- F3See Exhibit 99.1 to this Form 4 for explanation of note (3).