SEC Form 4 · accession 0001144204-16-080017
Trinity Place Holdings Inc. · TPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Guy Pyontek
Officer — Chief Accounting Officer
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2016 | M | 6,250 | — | A | 11,254 | D | |
| Common Stock | Feb 5, 2016 | F | 2,340 | $5.83 | D | 8,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 5, 2016 | M | 6,250 | D | — | — | Common Stock | 6,250 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converts into one share of common stock of Trinity Place Holdings Inc. (the "Issuer").
- F2On January 6, 2014, the reporting person was granted 12,500 RSUs. One-half of such RSUs vested on each of January 6, 2015 and January 6, 2016, subject to the reporting person's continued employment on the applicable vesting dates. The settlement of the RSUs that vested on January 6, 2016 occurred on February 5, 2016.