SEC Form 4 · accession 0000899243-15-009590
Trinity Place Holdings Inc. · TPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2015 | X | 573,275 | $6.00 | A | 2,881,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Right (Right to buy)F1,F2 | $6.00 | Dec 8, 2015 | X | 573,275 | D | Nov 4, 2015 | Dec 3, 2015 | Common Stock | 573,275 | 0 | D |
Explanation of responses
- F1These shares/subscription right are directly owned by DS Fund I LLC.
- F2Bharat Desai and Neerja Sethi who may be deemed to control the DS Fund I LLC through their ownership of an intervening limited liability company, DS Investco LLC, may be deemed to beneficially own all the shares/ subscription right of common stock presently owned/disposed of by DS Fund I LLC.