SEC Form 4/A · accession 0001209191-16-137431
PANERA BREAD CO · PNRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Elizabeth A. Dunlap
Officer — SVP, Chief People Officer
Period of report
Jul 22, 2016
Accepted (ET)
Aug 17, 2016 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 22, 2016 | M | 277 | $121.14 | A | 6,264 | D | |
| Class A Common StockF2 | Jul 22, 2016 | D | 156 | $215.54 | D | 6,108 | D | |
| Class A Common StockF3 | Jul 22, 2016 | F | 41 | $215.54 | D | 6,067 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to amend the Form 4 filed by the reporting person on July 26, 2016 (the "Original Form 4") to correct the number of shares of Class A Common Stock acquired upon exercise of a stock appreciation right and the exercise price in column 4 of Table I and to correct the number of shares beneficially owned following such exercise in column 5 of Table I. The number of shares of Class A Common Stock was also incorrectly reported in column 5 of Table I of the subsequent Form 4 filed by the reporting person on August 2, 2016.
- F2This amendment is being filed to also report the disposition of shares of Class A Common Stock to Panera Bread Company for payment of the exercise price that was not previously reported in the Original Form 4 in connection with the exercise of the stock appreciation right.
- F3This amendment is being filed to also report the shares withheld to cover tax withholding obligations that was not previously reported in the Original Form 4 in connection with the exercise of the stock appreciation right.