SEC Form 4 · accession 0001209191-16-136213
PANERA BREAD CO · PNRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A. Dunlap
Officer — SVP, Chief People Officer
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 5, 2016 | F | 114 | $219.07 | D | 5,866 | D | |
| Class A Common Stock | Aug 5, 2016 | M | 226 | $152.42 | A | 6,092 | D | |
| Class A Common Stock | Aug 5, 2016 | D | 158 | $219.07 | D | 5,934 | D | |
| Class A Common Stock | Aug 5, 2016 | F | 23 | $219.07 | D | 5,911 | D | |
| Class A Common Stock | Aug 5, 2016 | M | 219 | $166.19 | A | 6,130 | D | |
| Class A Common Stock | Aug 5, 2016 | D | 167 | $219.07 | D | 5,963 | D | |
| Class A Common Stock | Aug 5, 2016 | F | 17 | $219.07 | D | 5,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $152.42 | Aug 5, 2016 | M | 226 | D | Aug 23, 2014 | Aug 23, 2018 | Class A Common Stock | 226 | 226 | D |
| Stock Appreciation Right | $166.19 | Aug 5, 2016 | M | 219 | D | Jul 30, 2015 | Jul 30, 2019 | Class A Common Stock | 219 | 220 | D |