SEC Form 4 · accession 0001140361-17-032891
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Hans
Officer — Former CFO
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 18, 2017 | F | 5,204 | $6.04 | D | 12,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $14.94 | Aug 18, 2017 | J | 69,500 | D | Apr 4, 2018 | Apr 4, 2023 | Class A Common Stock | 69,500 | 7,756 | D |
Explanation of responses
- F1Shares withheld to cover taxes in connection with restricted stock lapse.
- F2Stock options canceled upon employee service termination.