SEC Form 4 · accession 0001140361-17-015214
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Barnes
Officer — COO Front of Store
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 5, 2017 | A | 3,187 | $0.00 | A | 23,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF1 | $12.55 | Apr 5, 2017 | A | 11,080 | A | Apr 5, 2018 | Apr 5, 2024 | Class A Common Stock | 11,080 | 124,880 | D |
Explanation of responses
- F1Granted restricted stock and options which vest 25% per year on the anniversary of the grant date.