SEC Form 3 · accession 0001140361-17-009233
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Wuebker
Officer — SVP Supply Chain
Period of report
Dec 5, 2016
Accepted (ET)
Feb 24, 2017 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 13,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $10.14 | holding | — | — | — | Dec 5, 2017 | Dec 5, 2023 | Class A Common Stock | 46,300 | — | D |
Explanation of responses
- F1Granted restricted stock in connection with employment offer. The shares vest 20% per year on the anniversary of the grant date.
- F2Granted stock options in connection with employment offer. The stock options vest 20% per year on the anniversary of the grant date.