SEC Form 4 · accession 0001140361-16-090712
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wes Maddox
Officer — SVP
Period of report
Dec 21, 2016
Accepted (ET)
Dec 23, 2016 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF1 | $13.83 | Dec 21, 2016 | S | 2,000 | D | Dec 21, 2013 | Dec 21, 2019 | Class A Common Stock | 2,000 | 24,500 | D |
Explanation of responses
- F1Cashless exercise of options granted 12/21/2012. Options with a strike price of $13.83 were exercised and shares sold for $20.37.