SEC Form 4 · accession 0001140361-16-088705
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald T Kay
Officer — VP
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF1 | $9.99 | Nov 30, 2016 | A | 7,000 | A | Nov 30, 2017 | May 31, 2023 | Class A Common Stock | 7,000 | 19,871 | D |
Explanation of responses
- F1Granted options which vest 20% per year on the anniversary of the grant date.