SEC Form 4 · accession 0001140361-16-081438
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky Chambers
Officer — EVP
Period of report
Oct 1, 2016
Accepted (ET)
Oct 3, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 1, 2016 | F | 1,369 | $0.00 | D | 5,315 | D | |
| Class A Common StockF2 | Oct 1, 2016 | J | 1,500 | $0.00 | D | 3,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF3 | $18.73 | Oct 1, 2016 | D | 29,500 | D | Mar 23, 2017 | Mar 25, 2022 | Class A Common Stock | 29,500 | 17,000 | D |
Explanation of responses
- F1Shares withheld upon restricted stock lapse.
- F2Restricted stock canceled upon employee retirement.
- F3Stock options canceled upon employee retirement.