SEC Form 4 · accession 0001140361-16-079096
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Chad Townsend
Officer — VP
Period of report
Sep 4, 2016
Accepted (ET)
Sep 7, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF1 | $15.80 | Sep 4, 2016 | J | 2,500 | D | Aug 20, 2013 | Aug 20, 2019 | Class A Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Options expired unexercised. Options vested 20% per year on anniversary of 8/20/2012 grant date. Original expiration date of 8/20/2019 was modified to 9/4/2016 when grantee resigned.