SEC Form 4 · accession 0001140361-16-079084
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Dely
Officer — SVP
Period of report
Sep 4, 2016
Accepted (ET)
Sep 7, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF1 | $13.77 | Sep 4, 2016 | J | 9,150 | D | Jan 2, 2017 | Jan 2, 2020 | Class A Common Stock | 9,150 | 0 | D |
Explanation of responses
- F1Stock options expired unexercised. Original expiration date of 1/2/2020 was modified to 9/4/2016 when the grantee resigned.