SEC Form 4 · accession 0001140361-16-077999
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tim Liebmann
Officer — COO Pharmacy
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 24, 2016 | A | 14,175 | $0.00 | A | 14,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $13.31 | Aug 24, 2016 | A | 43,580 | A | Aug 24, 2017 | Aug 24, 2023 | Class A Common Stock | 43,580 | 71,580 | D |
Explanation of responses
- F1Granted 14,175 shares of restricted stock. The restrictions lapse 20% per year on the anniversary of the grant date.
- F2Granted 43,580 stock options. The options vest 20% per year on the anniversary of the grant date.