SEC Form 4 · accession 0001140361-16-077213
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Bryan Pugh
Officer — EVP
Period of report
Aug 15, 2016
Accepted (ET)
Aug 19, 2016 · 8:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 15, 2016 | J | 6,900 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $14.68 | Aug 15, 2016 | J | 25,000 | D | May 31, 2017 | May 31, 2023 | Class A Common Stock | 25,000 | 59,000 | D |
| Options on Class A Common StockF2 | $18.73 | Aug 15, 2016 | J | 59,000 | D | Mar 23, 2017 | Mar 23, 2022 | Class A Common Stock | 59,000 | 0 | D |
Explanation of responses
- F1Shares of unvested restricted stock canceled upon employee service termination.
- F2Unvested stock options canceled upon employee service termination.