SEC Form 4 · accession 0001140361-16-075252
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Dely
Officer — SVP
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 5, 2016 | J | 6,767 | $0.00 | D | 5,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $14.68 | Aug 5, 2016 | J | 12,000 | D | May 31, 2017 | May 31, 2023 | Class A Common Stock | 12,000 | 15,251 | D |
| Options on Class A Common StockF2 | $13.77 | Aug 5, 2016 | J | 6,101 | D | Jan 2, 2017 | Jan 2, 2020 | Class A Common Stock | 6,101 | 9,150 | D |
Explanation of responses
- F1Unvested restricted stock canceled upon employee service termination.
- F2Unvested stock options canceled upon employee service termination.