SEC Form 4 · accession 0001140361-16-061743
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Ridings
Officer — VP
Period of report
Jan 12, 2015
Accepted (ET)
Apr 21, 2016 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 12, 2015 | A | 5,000 | $0.00 | A | 8,829 | D | |
| Class A Common StockF2,F1 | Apr 19, 2016 | A | 303 | $12.67 | A | 9,132 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Employee granted 5000 shares of restricted stock in connection with a promotion. The shares vest in 1/3 increments upon achievement of performance metrics, or after 10 years from the grant date. No such shares have vested to date.
- F2Shares acquired through Employee Stock Purchase Plan.