SEC Form 4 · accession 0001140361-15-043300
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shannon Strickland
Officer — SVP
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 30, 2015 | S | 38 | $16.43 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $10.76 | Nov 30, 2015 | M | 2,500 | D | Mar 22, 2011 | Mar 22, 2017 | Class A Common Stock | 2,500 | 16,667 | D |
Explanation of responses
- F1Sold 38 shares held long for $16.43.
- F2Exercised options for 2500 shares at an average price of $16.39.