SEC Form 4 · accession 0001140361-15-042890
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shannon Strickland
Officer — SVP
Period of report
Nov 17, 2015
Accepted (ET)
Nov 25, 2015 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 17, 2015 | J | 10,000 | $0.00 | D | 38 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $17.22 | Nov 17, 2015 | J | 33,333 | D | Dec 2, 2015 | Dec 2, 2020 | Class A Common Stock | 33,333 | 19,167 | D |
Explanation of responses
- F1restricted shares canceled upon employee service termination.
- F2Unvested options canceled upon employee service termination.