SEC Form 4 · accession 0001140361-15-028187
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherri Brown
Officer — EVP
Period of report
Jul 3, 2015
Accepted (ET)
Jul 21, 2015 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 3, 2015 | J | 13,467 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $16.68 | Jul 3, 2015 | J | 16,000 | D | Dec 26, 2015 | Dec 26, 2021 | Class A Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1Restricted stock canceled upon employee service termination.
- F2Unvested options canceled upon employee service termination. Reporting person's current last name is Tagg (formerly Brown).