SEC Form 4 · accession 0001140361-15-016860
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry Shore
Officer — CEO
Period of report
Apr 15, 2015
Accepted (ET)
Apr 29, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 15, 2015 | A | 14,000 | $0.00 | A | 98,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $16.38 | Apr 15, 2015 | A | 40,000 | A | Apr 15, 2016 | Apr 15, 2022 | Class A Common Stock | 40,000 | 277,500 | D |
Explanation of responses
- F1Granted restricted stock, which vests ratably over four years.
- F2Granted options which vest ratably over four years.