SEC Form 4 · accession 0001140361-15-015274
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Holligan
Officer — EVP
Period of report
Mar 23, 2015
Accepted (ET)
Apr 14, 2015 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 23, 2015 | A | 900 | $0.00 | A | 7,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF2 | $18.73 | Mar 23, 2015 | A | 7,500 | A | Mar 23, 2017 | Mar 23, 2022 | Class A Common Stock | 7,500 | 17,500 | D |
Explanation of responses
- F1Granted 900 shares of restricted stock, which vest 25% per year starting on the second anniversary of the 3/23/2015 grant date.
- F2Granted 7500 options with strike price of $18.73, which vest 25% per year staring on the second anniversary of the 3/23/2015 grant date.