SEC Form 4 · accession 0001140361-15-013591
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lilia Cook
Officer — VP
Period of report
Mar 30, 2015
Accepted (ET)
Mar 30, 2015 · 9:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 30, 2015 | J | 294 | $0.00 | D | 2,406 | D | |
| Class A Common StockF2 | Mar 30, 2015 | S | 606 | $17.26 | D | 1,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF3 | $13.12 | Mar 30, 2015 | S | 300 | D | Aug 10, 2014 | Aug 10, 2016 | Class A Common Stock | 300 | 0 | D |
Explanation of responses
- F1Shares withheld in net share settlement of restricted stock lapse.
- F2Sold 606 shares acquired via restricted stock grant.
- F3Cashless exercise of 300 options with strike price of $13.12 for $17.27. Reporting person's current last name is Lauren and was previously Cook.