SEC Form 4 · accession 0001140361-15-013584
FREDS INC · FRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Mueller
Officer — SVP
Period of report
Mar 27, 2015
Accepted (ET)
Mar 30, 2015 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 27, 2015 | J | 6,817 | $0.00 | D | 403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Class A Common StockF1 | $9.58 | Mar 27, 2015 | S | 5,000 | D | Oct 27, 2009 | Oct 27, 2015 | Class A Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Cashless exercise of 5000 options with strike price of $9.58 for $17.00
- F2Unvested restricted stock canceled upon employee service termination.