SEC Form 4 · accession 0001228924-18-000038
MESA LABORATORIES INC /CO/ · MLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Kelly
Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 10:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000724004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 700 | $23.10 | A | 3,600 | D | |
| Common Stock | Dec 6, 2018 | M | 1,000 | $29.20 | A | 4,600 | D | |
| Common Stock | Dec 6, 2018 | S | 1,700 | $210.94 | D | 2,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $23.10 | Dec 6, 2018 | X | 700 | D | Oct 19, 2011 | Oct 19, 2020 | Common Stock | 700 | 8,090 | D |
| Non Qualified Stock OptionF2 | $29.20 | Dec 6, 2018 | X | 1,000 | D | Apr 6, 2012 | Apr 6, 2021 | Common Stock | 1,000 | 7,090 | D |
Explanation of responses
- F11/4 exercisable on each anniversary date starting with October 19, 2011
- F21/4 exercisable on each anniversary date starting with April 6, 2012