SEC Form 4 · accession 0001144204-15-020506
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Koppel
Officer — Executive Vice President
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2015 | M | 28,728 | $40.27 | A | 97,181 | D | |
| Common StockF1,F2 | Mar 30, 2015 | S | 28,728 | $80.067 | D | 68,453 | D | |
| Common StockF1 | Mar 30, 2015 | M | 25,150 | $53.63 | A | 93,603 | D | |
| Common StockF1,F2 | Mar 30, 2015 | S | 25,150 | $80.067 | D | 68,453 | D | |
| Common Stock | holding | — | — | — | 6,198 | I | By 401(k) Plan per plan statement dated 2/28/15 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $40.27 | Mar 30, 2015 | M | 28,728 | D | — | Feb 22, 2016 | Common Stock | 28,728 | 0 | D |
| Employee Stock Option (right to buy)F4 | $53.63 | Mar 30, 2015 | M | 25,150 | D | — | Mar 1, 2017 | Common Stock | 25,150 | 0 | D |
Explanation of responses
- F1The option exercises and stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The prices reported in Column 4 for the sales on 03/30/15 are weighted average sales prices. These shares were sold pursuant to the 10b5-1 trading plan in multiple transactions at prices ranging from $80.00 to $80.49, inclusive for the trades executed on 03/30/15. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal installments commencing on 2/22/07.
- F4Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal installments commencing on 3/01/08.