SEC Form 4 · accession 0000072333-19-000050
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik B Nordstrom
Officer — Co-President · Director
Period of report
Mar 10, 2019
Accepted (ET)
Mar 12, 2019 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | S | 17,762 | $44.0671 | D | 2,653,314 | D | |
| Common StockF3 | Mar 10, 2019 | F | 5,372 | $43.88 | D | 2,647,942 | D | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of child | |
| Common Stock | holding | — | — | — | 28,602 | I | By self as trustee for benefit of second child | |
| Common Stock | holding | — | — | — | 42,646 | I | By wife | |
| Common Stock | holding | — | — | — | 24,732 | I | By 401 (k) Plan, per Plan statement dated 2/28/2019 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale exercised and reported herein is pursuant to a 10b5-1 Trading Plan adopted by Mr. Nordstrom entered into on 5/21/2018.
- F2Price represents average weighted price.
- F3Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.