SEC Form 4 · accession 0000072333-19-000049
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Nordstrom Jr.
Officer — President, Stores
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2019 | S | 2,197 | $43.88 | D | 468,605 | D | |
| Common Stock | holding | — | — | — | 24,592 | I | By self as trustee for benefit of child 2 | |
| Common Stock | holding | — | — | — | 429 | I | By wife | |
| Common Stock | holding | — | — | — | 24,592 | I | By self as trustee for benefit of second child | |
| Common Stock | holding | — | — | — | 5,638 | I | By 401(k) Plan, per Plan statement dated 2/28/2019. | |
| Common StockF2 | holding | — | — | — | 250,000 | I | See | |
| Common Stock | holding | — | — | — | 24,593 | I | By self as trustee for benefit of child | |
| Common Stock | holding | — | — | — | 1,869 | I | By wife in 401(k) Plan, per Plan statement dated 1/31/2019 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.
- F2By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2017 Annuity Trust 1.