SEC Form 4 · accession 0000072333-19-000048
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter E Nordstrom
Officer — Co-President · Director
Period of report
Mar 10, 2019
Accepted (ET)
Mar 12, 2019 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | S | 17,752 | $44.0075 | D | 2,538,548 | D | |
| Common StockF3 | Mar 10, 2019 | F | 5,366 | $43.88 | D | 2,533,182 | D | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of child. | |
| Common Stock | holding | — | — | — | 445 | I | By wife 401 (k) Plan, per Plan statement dated 2/28/2019 | |
| Common Stock | holding | — | — | — | 32,226 | I | By 401 (k) Plan, per Plan statement dated 2/28/2019. | |
| Common Stock | holding | — | — | — | 175,533 | I | By wife. | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of second child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale exercised and reported herein is pursuant to a 10b5-1 Trading Plan adopted by Mr. Nordstrom entered into on 5/21/2018.
- F2Price represents average weighted price.
- F3Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.