SEC Form 4/A · accession 0000072333-19-000021
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter E Nordstrom
Officer — Co-President · Director
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 8:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | S | 1,167 | $44.6508 | D | 2,556,630 | D | |
| Common StockF2 | Feb 24, 2019 | F | 330 | $44.04 | D | 2,556,300 | D | |
| Common Stock | holding | — | — | — | 32,192 | I | By 401 (k) Plan, per Plan statement dated 1/31/2019. | |
| Common Stock | holding | — | — | — | 445 | I | By second 401 (k) Plan, per Plan statement dated 1/31/2019 | |
| Common Stock | holding | — | — | — | 175,533 | I | By wife. | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of child. | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of second child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effective pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nordstrom on May 21, 2018.
- F2Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.