SEC Form 4 · accession 0000072333-19-000013
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Worzel
Officer — Chief Digital Officer
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2019 | F | 166 | $44.04 | D | 105,930 | D | |
| Common Stock | holding | — | — | — | 4,113 | I | By 401(k) Plan, per Plan statement dated 1/31/2019. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 1,057 | 1,057 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.
- F21 for 1
- F3The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.