SEC Form 4/A · accession 0000072333-18-000175
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter E Nordstrom
Officer — Co-President · Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 30, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2018 | F | 2,023 | $52.99 | D | 2,557,797 | D | |
| Common Stock | holding | — | — | — | 31,735 | I | By 401(k) Plan, per Plan statement dated 8/31/2018 | |
| Common Stock | holding | — | — | — | 175,533 | I | By wife. | |
| Common Stock | holding | — | — | — | 439 | I | By second 401 (k) Plan, per Plan statement dated 8/31/2018 | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of child. | |
| Common Stock | holding | — | — | — | 24,530 | I | By self as trustee for benefit of second child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.