SEC Form 4 · accession 0000072333-18-000125
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Sari
Officer — Senior VP and Secretary
Period of report
Aug 17, 2018
Accepted (ET)
Aug 17, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2018 | M | 1,923 | $34.50 | A | 25,178 | D | |
| Common StockF1 | Aug 17, 2018 | M | 5,748 | $42.48 | A | 30,926 | D | |
| Common StockF1,F2 | Aug 17, 2018 | S | 7,671 | $55.6485 | D | 23,255 | D | |
| Common Stock | holding | — | — | — | 1,841 | I | By 401(k) Plan, per Plan statement dated 7/31/2018 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $34.50 | Aug 17, 2018 | M | 1,923 | D | — | Feb 26, 2020 | Common Stock | 1,923 | 8,859 | D |
| Employee Stock Option (right to buy)F1,F4 | $42.48 | Aug 17, 2018 | M | 5,748 | D | — | Feb 25, 2021 | Common Stock | 5,748 | 8,663 | D |
Explanation of responses
- F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 6/25/2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.31 to $55.87, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Exercisable in four equal annual installments commencing 2/26/2011.
- F4Exercisable in four equal annual installments commencing 2/25/2012.