SEC Form 4 · accession 0000072333-18-000109

NORDSTROM INC · JWN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Stores

Period of report

Jun 28, 2018

Accepted (ET)

Jul 2, 2018 · 5:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072333

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 28, 2018	M	15,043	$34.50	A	481,285	D
Common Stock^F1	Jun 28, 2018	M	6,352	$42.48	A	487,637	D
Common Stock^F1,F2	Jun 28, 2018	S	21,395	$52.5141	D	466,242	D
Common Stock^F1	Jun 29, 2018	M	16,485	$42.48	A	482,727	D
Common Stock^F1,F3	Jun 29, 2018	S	16,485	$52.589	D	466,242	D
Common Stock	holding	—	—		—	5,494	I	By 401(k) Plan, per Plan statement dated 5/31/2018.
Common Stock	holding	—	—		—	429	I	By wife
Common Stock	holding	—	—		—	1,832	I	By wife in 401(k) Plan, per Plan statement dated 5/31/2018.
Common Stock^F4	holding	—	—		—	250,000	I	See
Common Stock	holding	—	—		—	24,592	I	By self as trustee for benefit of child
Common Stock	holding	—	—		—	24,592	I	By self as trustee for benefit of child
Common Stock	holding	—	—		—	24,593	I	By self as trustee for benefit of child

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F5	$34.50	Jun 28, 2018	M	15,043	D	—	Feb 26, 2020	Common Stock	15,043	0	D
Employee Stock Option (right to buy)^F1,F6	$42.48	Jun 28, 2018	M	6,352	D	—	Feb 25, 2021	Common Stock	6,352	19,359	D
Employee Stock Option (right to buy)^F1,F6	$42.48	Jun 29, 2018	M	16,485	D	—	Feb 25, 2021	Common Stock	16,485	2,874	D

F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 6/25/2018.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $52.55, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $52.81, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2017 Annuity Trus tI.
F5Exercisable in four equal annual installments commencing on 2/26/2011.
F6Exercisable in four equal annual installments commencing on 2/25/2012.