SEC Form 4 · accession 0000072333-18-000003
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake W Nordstrom
Officer — Co-President · Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | M | 55,522 | $35.51 | A | 2,192,563 | D | |
| Common Stock | holding | — | — | — | 92,958 | I | By 401(k) Plan, per Plan statement dated 12/31/2017. | |
| Common Stock | holding | — | — | — | 377,626 | I | By wife | |
| Common Stock | holding | — | — | — | 32,794 | I | By self as trustee for benefit of child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $35.51 | Feb 9, 2018 | M | 55,522 | D | — | Feb 27, 2018 | Common Stock | 55,522 | 0 | D |
Explanation of responses
- F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 8/29/2016.
- F2Exercisable in four equal annual installments commencing on 2/28/2009.