SEC Form 4/A · accession 0000072333-17-000182

NORDSTROM INC · JWN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Robert Sari

Officer — Senior VP and Secretary

Period of report

Feb 24, 2017

Accepted (ET)

Oct 31, 2017 · 5:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072333

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F2,F3	$75.23	Oct 6, 2015	A	686	A	—	Feb 24, 2025	Common Stock	686	10,366	D
Employee Stock Option (right to buy)^F4,F5,F6	$57.16	Oct 6, 2015	A	888	A	—	Mar 30, 2024	Common Stock	888	13,422	D
Employee Stock Option (right to buy)^F7,F8,F9	$50.26	Oct 6, 2015	A	1,457	A	—	Mar 4, 2023	Common Stock	1,457	22,017	D
Employee Stock Option (right to buy)^F10,F11,F12	$49.15	Oct 6, 2015	A	1,313	A	—	Feb 22, 2022	Common Stock	1,313	19,842	D
Employee Stock Option (right to buy)^F13,F14,F15	$42.48	Oct 6, 2015	A	953	A	—	Feb 25, 2021	Common Stock	953	14,411	D
Employee Stock Option (right to buy)^F16,F17,F18	$34.50	Oct 6, 2015	A	713	A	—	Feb 26, 2020	Common Stock	713	10,782	D

Explanation of responses

F1Represents additional shares issuable under an option dated 2/24/2015 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
F10Represents additional shares issuable under an option dated 2/22/2012 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
F11The original grant of the underlying option was reported on Form 4 dated 2/22/2012.
F12Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/22/2013.
F13Represents additional shares issuable under an option dated 2/25/2011 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
F14The original grant of the underlying option was reported on Form 4 dated 2/28/2011.
F15Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/25/2012.
F16Represents additional shares issuable under an option dated 2/26/2010 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
F17The original grant of the underlying option was reported on Form 4 dated 3/1/2010.
F18Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/26/2011.
F2The original grant of the underlying option was reported on Form 4 dated 2/26/2015.
F3Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/24/2016.
F4Represents additional shares issuable under an option dated 3/3/2014 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
F5The original grant of the underlying option was reported on Form 4 dated 3/5/14.
F6Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 3/3/2015.
F7Represents additional shares issuable under an option dated 3/4/2013 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
F8The original grant of the underlying option was reported on Form 4 dated 3/4/13.
F9Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 3/4/2014.