SEC Form 4/A · accession 0000072333-17-000178
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Erik B Nordstrom
Officer — Executive Vice President · Director
Period of report
Feb 24, 2017
Accepted (ET)
Oct 4, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2,F3 | $75.23 | Oct 6, 2015 | A | 3,044 | A | — | Feb 24, 2025 | Common Stock | 3,044 | 45,996 | D |
| Employee Stock Option (right to buy)F4,F5,F6 | $57.16 | Oct 6, 2015 | A | 4,021 | A | — | Mar 3, 2024 | Common Stock | 4,021 | 60,747 | D |
| Employee Stock Option (right to buy)F7,F8,F9 | $50.26 | Oct 6, 2015 | A | 6,590 | A | — | Mar 4, 2023 | Common Stock | 6,590 | 99,563 | D |
| Employee Stock Option (right to buy)F10,F11,F12 | $49.15 | Oct 6, 2015 | A | 4,517 | A | — | Feb 22, 2022 | Common Stock | 4,517 | 68,244 | D |
| Employee Stock Option (right to buy)F13,F14,F15 | $42.48 | Oct 6, 2015 | A | 4,609 | A | — | Feb 25, 2021 | Common Stock | 4,609 | 69,637 | D |
| Employee Stock Option (right to buy)F16,F17,F18 | $34.50 | Oct 6, 2015 | A | 5,137 | A | — | Feb 26, 2020 | Common Stock | 5,137 | 77,609 | D |
| Employee Stock Option (right to buy)F19,F20,F21 | $12.58 | Oct 6, 2015 | A | 7,821 | A | — | Feb 27, 2019 | Common Stock | 7,821 | 118,161 | D |
| Employee Stock Option (right to buy)F22,F23,F24 | $35.51 | Oct 6, 2015 | A | 3,412 | A | — | Feb 27, 2018 | Common Stock | 3,412 | 51,556 | D |
Explanation of responses
- F1Represents additional shares issuable under an option dated 2/24/2015 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F10Represents additional shares issuable under an option dated 2/22/2012 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F11The original grant of the underlying option was reported on Form 4 dated 2/22/2012.
- F12Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/22/2013.
- F13Represents additional shares issuable under an option dated 2/25/2011 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F14The original grant of the underlying option was reported on Form 4 dated 2/28/2011.
- F15Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/25/2012.
- F16Represents additional shares issuable under an option dated 2/26/2010 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F17The original grant of the underlying option was reported on Form 4 dated 3/1/2010.
- F18Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/26/2011.
- F19Represents additional shares issuable under an option dated 2/27/2009 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F2The original grant of the underlying option was reported on Form 4 dated 2/26/2015.
- F20The original grant of the underlying option was reported on Form 4 dated 3/2/2009.
- F21Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/27/2010.
- F22Represents additional shares issuable under an option dated 2/28/2008 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F23The original grant of the underlying option was reported on Form 4 dated 2/29/2008.
- F24Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/28/2009.
- F3Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/24/2016.
- F4Represents additional shares issuable under an option dated 3/3/2014 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F5The original grant of the underlying option was reported on Form 4 dated 3/5/2014.
- F6Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 3/3/2015.
- F7Represents additional shares issuable under an option dated 3/4/2013 as a result of the adjustment of the underlying option in connection with the special dividend declared by the issuer on October 1, 2015.
- F8The original grant of the underlying option was reported on Form 4 dated 3/4/2013.
- F9Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing 3/4/2014.