SEC Form 4/A · accession 0000072333-17-000174
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Philip G Satre
Director
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 59,887 | I | See |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F5,F6,F2,F4 | — | Sep 12, 2017 | A | 160 | A | — | — | Common Stock | 160 | 19,645 | D |
Explanation of responses
- F1Shares held by the Satre Family Trust, of which the reporting person is a trustee and beneficiary.
- F21 for 1
- F3Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan.
- F4The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors.
- F5Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan.
- F6This Form 4 is being amended to report the corrected amount of shares owned from 19,491.175 to 19,645.092.