SEC Form 4 · accession 0000072333-17-000128
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Worzel
Officer — President Nordstrom.com
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 72,298 | D | ||
| Common Stock | holding | — | — | — | 3,711 | I | By 401(k) Plan, per Plan statement dated 4/30/2017 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F2,F4 | — | Jun 12, 2017 | A | 43 | A | — | — | Common Stock | 43 | 811 | D |
Explanation of responses
- F1Includes 437 shares acquired on 3/31/2017 under the Employee Stock Purchase Plan.
- F21 for 1
- F3Stock unit dividend paid on performance share units that were deferred at the election of the reporting person under the Executive Deferred Compensation Plan.
- F4The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.