SEC Form 3 · accession 0000072333-17-000127
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Maher
Officer — Chief Accounting Officer
Period of report
Jun 3, 2017
Accepted (ET)
Jun 8, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 22,984 | D | ||
| Common Stock | holding | — | — | — | 2,237 | I | By 401(k) Plan, per statement dated 5/31/2017. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $57.16 | holding | — | — | — | — | Mar 3, 2024 | Common Stock | 2,270 | — | D |
| Employee Stock Option (right to buy)F3 | $75.23 | holding | — | — | — | — | Feb 24, 2025 | Common Stock | 2,360 | — | D |
| Employee Stock Option (right to buy)F4 | $51.32 | holding | — | — | — | — | Feb 28, 2026 | Common Stock | 3,615 | — | D |
Explanation of responses
- F1Includes Restricted Stock Award of 198 RSUs granted on 3/3/2014 vesting over a 4-year period commencing on 3/3/2015; 320 RSUs granted on 2/24/2015 vesting over a 4-year period commencing 2/24/2016; 871 RSUs granted on 2/29/16 vesting over a 4-year period commencing 3/10/17; 14,890 RSUs granted on 6/7/2016 vesting 50% on 6/10/2018 and 50% on 6/10/2019; 2,654 RSUs granted on 2/28/2017 vesting over a 4-year period commencing 3/10/18; and 1,912 RSUs granted on 5/19/2017 vesting over a 4-year period commencing 6/10/2018.
- F2The option vested and became exercisable in four equal annual installments commencing 3/3/2015.
- F3The option vested and became exercisable in four equal annual installments commencing 2/24/2016.
- F4The option vested and became exercisable in four equal annual installments commencing 3/10/2017.