SEC Form 5 · accession 0000072333-17-000090
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Nordstrom Jr.
Officer — Executive Vice President
Period of report
Jan 28, 2017
Accepted (ET)
Apr 6, 2017 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 15, 2015 | G | 35,397 | $0.00 | D | 106,538 | I | See |
| Common Stock | Sep 15, 2015 | G | 35,397 | $0.00 | A | 605,483 | D | |
| Common StockF2 | Sep 8, 2016 | G | 62,808 | $0.00 | D | 43,730 | I | See |
| Common Stock | Sep 8, 2016 | G | 62,808 | $0.00 | A | 668,291 | D | |
| Common StockF2 | Sep 9, 2016 | L | 43,730 | $0.00 | D | 0 | I | See |
| Common Stock | Sep 9, 2016 | G | 14,577 | $0.00 | A | 24,592 | I | By self as trustee for benefit of child |
| Common Stock | Sep 9, 2016 | G | 14,576 | $0.00 | A | 24,592 | I | By self as trustee for benefit of child |
| Common Stock | Sep 9, 2016 | G | 14,577 | $0.00 | A | 24,593 | I | By self as trustee for benefit of child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 is reporting shares held indirectly by the reporting person in a Grantor Retained Anuity Trust which were distributed to the reporting person on September 15, 2015.
- F2By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2012 Grantor Retained Annuity Trust.
- F3This Form 5 is reporting shares held indirectly by the reporting person in a Grantor Retained Anuity Trust which were distributed to the reporting person on September 8, 2016.
- F4This Form 5 is reporting shares held indirectly by the reporting person in a Grantor Retained Anuity Trust which were distributed to trusts for the benefit of the reporting person's children on September 9, 2016..